Richard
Carden
Vanguard Advisers, Inc
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About this Advisor
Richard Carden is a certified financial planner based out of Charlotte, North Carolina. Carden is an employee of Vanguard Advisers, Inc. Throughout their career, Carden has worked at Wells Fargo Clearing Services, LLC, Campbell University, First Citizens Bank, Military And Global Leadership Academy, Empower Retirement, The Vanguard Group, Inc, Greenleaf Trust, Appalachian State University and Central Piedmont Community College. Carden maintains a Series 63 license, designating them as a securities agent, and is registered to operate in North Carolina and Texas. Vanguard Advisers, Inc is a financial advisory firm that has its headquarters in Malvern, PA. The firm has offices in 2,124 locations and a total of 2,124 employees. It manages $299 billion in assets between its 634,470 client accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm provides services to 958 charities and foundations. Of its 634,470 accounts, just 6% are associated with high-net-worth clients who have at least $1 million in assets available to invest. Vanguard Advisers, Inc provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Financial advisory fee schedules vary depending on the type of services. However, fee types charged by Vanguard Advisers, Inc can be comprised of any combination of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Vanguard Advisers, Inc Brokerage Details
$299,191,714,649
2,124
634,470
$471,562
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Richard Carden Work History
Richard has been registered as a financial advisor for 0 years.*
Central Piedmont Community College
The Vanguard Group, Inc
Empower Retirement
Greenleaf Trust
Wells Fargo Clearing Services, LLC
Appalachian State University
Wells Fargo Clearing Services, LLC
First Citizens Bank
Campbell University
Military And Global Leadership Academy
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Carden to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Vanguard Advisers, Inc
Charlotte, NC
Malvern, PA
Charlotte, NC
Charlotte, NC
Scottsdale, AZ
Malvern, PA
Scottsdale, AZ
Malvern, PA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
