Richard
Henry
Wells Fargo Investment Institute, Inc
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About this Advisor
Richard Henry is a financial advisor working out of Charlotte, North Carolina with 4 years of relevant experience. Henry is currently employed by Wells Fargo Investment Institute, Inc. Throughout their career, they have worked at Wells Fargo Investment Institute, Inc and Sauganash Capital Management LLC. Henry maintains a Series 65 license, certifying them as an investment advisor representative, and is approved to serve investors in North Carolina. Wells Fargo Investment Institute, Inc is a registered investment company headquartered in Charlotte, NC. The firm has offices in 38 locations and a total of 264 employees. It oversees $38 billion in assets between its 24,240 accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm provides financial advice to 289 charitable organizations. Of its 24,240 client accounts, 94% are associated with high-net-worth clients who have more than $1 million in assets available to invest. Wells Fargo Investment Institute, Inc performs a number of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and publication of newsletters. Fees for financial management vary depending on the services provided. However, fees charged by Wells Fargo Investment Institute, Inc can be comprised of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Wells Fargo Investment Institute, Inc Brokerage Details
$38,123,578,794
264
24,240
$1,572,755
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Publication of periodicals or newsletters
Richard Henry Work History
Richard has been registered as a financial advisor for 4 years.*
Wells Fargo Investment Institute, Inc
Sauganash Capital Management LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Henry to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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