Robert
Higgins

Principal Securities, Inc

CRD#4874513
Investment Advisor
in Cornelius, NC

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About this Advisor

Robert Higgins is a financial advisor who works out of Cornelius, North Carolina with 13 years of relevant experience. Higgins is on the advisory team at Principal Securities, Inc. Their career trajectory has included roles at L & H Property Management, Support Company, Greenhill Partners, Web Site Developement, Princor Financial Services Corp, Principal Life Ins Co, Fulcrum Capital Partners and Principal Securities Inc. Higgins maintains Series 63 and Series 66 licenses, designating them as a securities broker, and is approved to advise clients in North Carolina. Principal Securities, Inc is a financial advisory firm that has its headquarters in Des Moines, IA. It has offices in 350 locations and a total of 1,430 people on staff. It oversees $9 billion in assets under management between its 46,075 client accounts, placing it among the biggest firms in the country by assets under management. The firm advises 34 charities and foundations. Of its 46,075 customer accounts, just 3% belong to high-net-worth clients who have more than $1 million in assets. Principal Securities, Inc offers a wide range of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees for financial advisory services vary depending on the type of services provided. Fees billed by Principal Securities, Inc can include some blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

20621 N Main St
Cornelius, NC 28031

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$9,416,854,861

NC Average: $9,259,360,772
Total Number of Employees

1,430

NC Average: 166
Total Number of Accounts

46,075

NC Average: 7,189
Average Account Size

$204,381

NC Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Robert Higgins Work History

Robert has been registered as a financial advisor for 13 years.*

2016 - Present (8 years)

Principal Securities Inc

2010 - Present (14 years)

Fulcrum Capital Partners

2009 - Present (15 years)

Principal Life Ins Co

2007 - Present (17 years)

Web Site Developement

2006 - Present (18 years)

Greenhill Partners

2005 - Present (19 years)

L & H Property Management

2009 - 2016 (7 years)

Princor Financial Services Corp

2005 - 2016 (11 years)

Support Company

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Robert Higgins to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Paige Lewis
Seattle, WA
Kenneth Gellerstedt
Neenah, WI
Jairus Halladay
Milwaukee, WI
Benjamin Eichler
Williamston, MI
John Pettit
Puyallup, WA
Jamey Pesek
Fargo, ND
Craig Forster
Arlington, TX
James Henry
Wdm, IA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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