Robert
Stewart

Carroll Financial Associates Inc

CRD#5791085
Investment Advisor
in Charlotte, NC
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About this Advisor

Robert Stewart is a certified financial planner working out of Charlotte, North Carolina, who has been in the financial industry for 22 years. Stewart is currently employed by Carroll Financial Associates Inc. Their career trajectory has included roles at Financial Network, H.D. Vest Investment Services, The Lash Group (Amerisource Bergen Corporation), Carroll Financial Associates, Inc and Cetera Advisor Networks LLC. Stewart has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to advise clients in North Carolina and Texas. Carroll Financial Associates Inc is a registered investment firm that has its headquarters in Charlotte, North Carolina. It has offices in four locations and a total of 43 people on staff. It oversees $3 billion in assets under management between its 6,259 accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm advises 11 charitable organizations. Of its 6,259 customer accounts, just 14% are held by high-net-worth clients who have greater than $1 million in investable assets. The advisory firm performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, publication of newsletters and educational seminars. Fees charged by financial advisors usually depend on which service is offered. Fee types charged by Carroll Financial Associates Inc can consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

22 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

4201 Congress Street, Ste 210
Charlotte, NC 28209

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Carroll Financial Associates Inc Brokerage Details

Total Assets Under Management

$2,476,825,260

NC Average: $3,625,019,099
Total Number of Employees

43

NC Average: 22
Total Number of Accounts

6,259

NC Average: 1,917
Average Account Size

$395,722

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Robert Stewart Work History

Robert has 22 years of experience.

2013 - Present (6 years)

Cetera Advisor Networks LLC

2012 - Present (7 years)

Financial Network

2012 - Present (7 years)

Carroll Financial Associates, Inc

2010 - 2012 (2 years)

H.D. Vest Investment Services

1996 - 2010 (14 years)

The Lash Group (Amerisource Bergen Corporation)

Disclosures

Robert Stewart has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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