Roy
Johnson

Principal Securities, Inc

CRD#4482052
Investment Advisor
in Southport, NC

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About this Advisor

Roy Johnson is a financial advisor based in Southport, North Carolina, working with Principal Securities, Inc. Roy has previously held positions at Axa Advisors, LLC, Principal Securities Inc, Princor Financial Services Corporation, and Principal Life Insurance Company. Roy has passed the Series 66 regulatory exam and is registered to provide services in North Carolina. Currently, Roy is part of Principal Securities, Inc, which operates out of Southport, North Carolina. The firm has 384 offices and 1,349 employees. The firm manages assets totaling $12.1 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Principal Securities, Inc includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

Southport, NC

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$12,105,712,948

NC Average: $9,259,360,772
Total Number of Employees

1,349

NC Average: 166
Total Number of Accounts

54,844

NC Average: 7,189
Average Account Size

$220,730

NC Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Roy Johnson Work History

2016 - Present (8 years)

Principal Securities Inc

2015 - Present (9 years)

Principal Life Insurance Company

2015 - 2016 (1 year)

Princor Financial Services Corporation

2009 - 2015 (6 years)

Axa Advisors, LLC

Disclosures

Please visit the SEC profile of Roy Johnson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Roger Goren
Melville, NY
William Krag
Collierville, TN
Benjamin Hardy
Almond, NY
Michael Harken
Camdenton, MO
Brandon Meza
San Diego, CA
Caleb Robinson
Houston, TX
Andrew Karrmann
Elkhorn, NE
Joel Poole
Charlotte, NC

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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