Sandra
Austin

Lincoln Financial Securities Corporation

CRD#4697667
Investment Advisor
in Hickory, NC

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About this Advisor

Sandra Austin is an investment advisor in Hickory, North Carolina. Currently a registered financial advisor with Lincoln Financial Securities Corporation, Austin has 15 years of professional experience in the financial advisory industry. Austin has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative. Austin can operate in North Carolina. Throughout their career, Austin has worked at Synergy Investmet Group, B A Austin Construction/Rentals and Lincoln Financial Securities Corporation. Lincoln Financial Securities Corporation is headquartered in Hickory, North Carolina, and operates out of 293 other locations in the nation. In aggregate, Lincoln Financial Securities Corporation oversees $3 billion in assets covering 15,310 client accounts and retains more than 943 people. The level of assets currently under the firm's management places it among the biggest firms in the nation. The firm manages 1,793 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. None of the advisory firm's 15,310 clients are considered high-net-worth individuals, who are defined as investors who have more than $1 million in assets. Lincoln Financial Securities Corporation can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and other services. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

201 Government Avenue, Sw Suite 106
Hickory, NC 28602

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Lincoln Financial Securities Corporation Brokerage Details

Total Assets Under Management

$3,356,579,045

NC Average: $1,347,246,178
Total Number of Employees

943

NC Average: 46
Total Number of Accounts

15,310

NC Average: 1,775
Average Account Size

$219,241

NC Average: $759,012

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Sandra Austin Work History

Sandra has 15 years of experience.

2011 - Present (10 years)

Lincoln Financial Securities Corporation

2008 - 2011 (3 years)

Synergy Investmet Group

2005 - 2011 (6 years)

B A Austin Construction/Rentals

Disclosures

Sandra Austin has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Lincoln Financial Securities Corporation

Lewis Vasey
Urbandale, IA
Robert Mann
Charlotte, NC
Thomas Faircloth
Greenville, SC
Alfredo Perez
Rincon, PR
Jeffrey Engler
East Hartford, CT
Damon Campbell
Philadelphia, PA
Nathan Woods
Pittsburgh, PA
George Cox
Lexington, KY

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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