Royal Alliance Associates, Inc

Investment Advisor
in Raleigh, NC
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About this Advisor

Scott Sorrell is a certified financial planner and chartered financial consultant who works in Raleigh, North Carolina, who has been in the industry for 13 years. Sorrell currently works for Royal Alliance Associates, Inc. During their career, the advisor has held roles at John Hancock Financial Network/Signator Investors and Royal Alliance Associates, Inc. Sorrell has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can serve investors in North Carolina and South Carolina. Royal Alliance Associates, Inc is a company operating out of Raleigh, North Carolina. The company has offices in 459 locations and a total of 1,933 advisors. It controls $8 billion in assets under management across its 30,657 customer accounts, placing it among the biggest firms in the nation by assets under management. The firm serves 40 charitable organizations. Of its 30,657 client accounts, just 13% belong to high-net-worth clients who have greater than $1 million in assets available to invest. The business has a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules typically vary depending on which services the firm provides the client. Fee types charged by Royal Alliance Associates, Inc likely consist of some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner, Chartered Financial Consultant

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions



Office Location

8816 Six Forks Road Suite 301
Raleigh, NC 27615

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management


NC Average: $10,121,009,343
Total Number of Employees


NC Average: 92
Total Number of Accounts


NC Average: 6,978
Average Account Size


NC Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Scott Sorrell Work History

Scott has 13 years of experience.

2018 - Present (1 year)

Royal Alliance Associates, Inc

2005 - Present (14 years)

John Hancock Financial Network/Signator Investors


Scott Sorrell has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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