Shannon
Deal
Tiaa-Cref Individual & Institutional Services, LLC
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About this Advisor
Shannon Deal is a financial advisor operating in Charlotte, North Carolina, who has 1 year of relevant experience. Deal is an advisor for Tiaa-Cref Individual & Institutional Services, LLC. Over the course of their career, they have held roles at Suntrust Bank, Suntrust Investment Services, Inc, Lpl Financial LLC, Bank Of North Carolina, Tiaa and Tiaa-Cref Individual & Institutional Services, LLC. Deal maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in Alabama, Connecticut, Delaware, District Of Columbia, Louisiana, Maryland, Massachusetts, Nebraska, New Jersey, North Carolina, Texas and Washington. Tiaa-Cref Individual & Institutional Services, LLC is a registered investment firm that has its headquarters in New York, NY. The investment advisory business has offices in 136 locations and a total of 1,235 employees. It controls $31 billion in assets under management across its 76,892 client accounts, making it one of the largest firms in the nation by assets under management. The firm advises 22 charitable organizations. Of its 76,892 client accounts, 62% belong to high-net-worth clients who have at least $1 million in assets available to invest. Tiaa-Cref Individual & Institutional Services, LLC offers a few services, such as financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial advisory fees usually are based on which services the firm provides the client. However, fees charged by Tiaa-Cref Individual & Institutional Services, LLC can be comprised of asset-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details
$30,906,830,115
1,235
76,892
$401,951
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Shannon Deal Work History
Shannon has been registered as a financial advisor for 1 years.*
Tiaa
Tiaa-Cref Individual & Institutional Services, LLC
Tiaa
Tiaa-Cref Individual & Institutional Services, LLC
Lpl Financial LLC
Bank Of North Carolina
Suntrust Investment Services,Inc
Suntrust Bank
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Shannon Deal to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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