Shannon
Dugger

Alphastar Capital Management, LLC

CRD#5390443
Investment Advisor
in Cornelius, NC

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About this Advisor

Shannon Dugger is a financial advisor operating in Cornelius, North Carolina, with a total of 3 years of industry experience. Dugger currently works for Alphastar Capital Management, LLC. During their career, Dugger has held roles at Bankers Life And Casualty Co, Proequities, Inc, The Assurance Group, Woodbury Financial Services Inc, Regulus Advisors, LLC, Alphastar Capital Management, LLC and Woodbury Financial Services, Inc. Dugger has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Oklahoma and Texas. Alphastar Capital Management, LLC is a company based out of Cornelius, NC. The firm has offices in 82 locations and a total of 128 people on staff. It oversees $2 billion in total assets across its 13,326 customer accounts, placing it among the largest firms in the country by assets under management. Of its 13,326 customer accounts, just 3% are associated with high-net-worth individuals who have more than $1 million in assets available to invest. The business offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and other services. Financial management fee schedules typically depend on which services the firm provides the client. However, fee types charged by Alphastar Capital Management, LLC most likely include any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

19520 West Catawba Avenue Suite 112
Cornelius, NC 28031

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Alphastar Capital Management, LLC Brokerage Details

Total Assets Under Management

$1,450,962,289

NC Average: $3,625,019,099
Total Number of Employees

128

NC Average: 22
Total Number of Accounts

13,326

NC Average: 1,917
Average Account Size

$108,882

NC Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Other

Shannon Dugger Work History

Shannon has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Alphastar Capital Management, LLC

2015 - Present (9 years)

The Assurance Group

2018 - 2019 (1 year)

Woodbury Financial Services, Inc

2016 - 2018 (2 years)

Regulus Advisors, LLC

2015 - 2016 (1 year)

Woodbury Financial Services Inc

2014 - 2015 (1 year)

Proequities, Inc

2003 - 2015 (12 years)

Bankers Life And Casualty Co

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Shannon Dugger to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Alphastar Capital Management, LLC

Robert Knotts
Uniontown, OH
Douglas Marion
Cornelius, NC
Michael Boggiano
Boca Raton, FL
Lukas Smith
Goodlettsville, TN
Jeffrey Atchison
Abilene, TX
Jon Yancey
Concord, NC
Brice Payne
Cornelius, NC
Logan Sadler
Hemet, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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