Stephen
Brody
Mml Investors Services, LLC
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About this Advisor
Stephen Brody is a financial advisor operating in Greenville, North Carolina with 6 years of industry experience. Brody works at Mml Investors Services, LLC. During their career, the advisor has held roles at Massachusetts Mutual Life Insurance Company, Mml Investors Services, LLC, Metlife Securities Inc and Metropolitan Life Insurance Company. Brody has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to work in North Carolina. Mml Investors Services, LLC is a registered investment business based out of Springfield, MA. It has offices in 1,155 locations and a total of 7,379 advisors. It oversees $59 billion in total assets between its 326,297 customer accounts, making it one of the biggest firms in the country by assets under management. The firm provides services to 447 charitable organizations. The firm offers a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fee schedules depend on the financial services. Fees billed by Mml Investors Services, LLC likely consist of some combination of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Mml Investors Services, LLC Brokerage Details
$58,787,051,166
7,379
326,297
$180,164
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Stephen Brody Work History
Stephen has been registered as a financial advisor for 6 years.*
Mml Investors Services, LLC
Massachusetts Mutual Life Insurance Company
Metlife Securities Inc
Metropolitan Life Insurance Company
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Stephen Brody to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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