Stephen
Cooley

Northwestern Mutual Investment Services, LLC

CRD#5639198
Investment Advisor
in Wilmington, NC

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About this Advisor

Stephen Cooley is a financial advisor based in Wilmington, North Carolina, working with Northwestern Mutual Investment Services, LLC. Stephen has previously held positions at Northwestern Mutual Investment Services, LLC, Northwestern Mutual Life Insurance Company, and Northwestern Mutual Wealth Management Company. Stephen has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in North Carolina. Currently, Stephen is part of Northwestern Mutual Investment Services, LLC, which operates out of Wilmington, North Carolina. The firm has 2,537 employees and offers various services. The fee structure at Northwestern Mutual Investment Services, LLC includes fixed and other fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Other

Fee Structure

Fixed Fees, Others

Office Location

1111 Military Cutoff Rd Ste 251
Wilmington, NC 28405

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Northwestern Mutual Investment Services, LLC Brokerage Details

Total Number of Employees

2,537

NC Average: 43

Investment Advisory Services

  • Other

Stephen Cooley Work History

2020 - Present (4 years)

Northwestern Mutual Investment Services, LLC

2016 - Present (8 years)

Northwestern Mutual Wealth Management Company

2009 - Present (15 years)

Northwestern Mutual Life Insurance Company

2014 - 2016 (2 years)

Northwestern Mutual Investment Services, LLC

2010 - 2020 (10 years)

Northwestern Mutual Investment Services, LLC

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Disclosures

Please visit the SEC profile of Stephen Cooley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Northwestern Mutual Investment Services,LLC

Stephanie Watson
New York, NY
Benjamin Hershey
Mechanicsburg, PA
Spencer Croft
Reston, VA
Ronald Coulson
Leawood, KS
Reem Rawashdeh
Omaha, NE
Drew Snodgrass
Springfield, IL
William Vincent
Peachtree Corners, GA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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