Stephen
Grice

Royal Alliance Associates, Inc

CRD#1628112
Investment Advisor
in Charlotte, NC
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About this Advisor

Stephen Grice is a certified financial planner operating in Charlotte, North Carolina, with a total of 30 years of work experience. Grice works at Royal Alliance Associates, Inc. Their career trajectory has included roles at Royal Alliance Associates, Inc, Furman Insurance Agency, Transamerica Financial Resources, Inc, Transamerica Financial Advisors, Inc and Signator Investors, Inc. Grice has a Series 63 license, designating them as a securities broker, and can advise clients in Colorado, Washington, D.c. and North Carolina. Royal Alliance Associates, Inc is a financial advisory company that has its headquarters in Charlotte, North Carolina. The company has offices in 459 locations and a total of 1,933 employees. It handles $8 billion in assets among its 30,657 accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm provides financial advisory services to 40 charities and foundations. Of its 30,657 client accounts, just 13% are associated with high-net-worth clients who have at least $1 million in assets available to invest. The company has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees usually depend on which services are offered. However, fee types billed by Royal Alliance Associates, Inc can include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

30 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

2820 Selwyn Avenue Suite 450
Charlotte, NC 28209

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$12,621,142,596

NC Average: $10,121,009,343
Total Number of Employees

2,951

NC Average: 92
Total Number of Accounts

62,916

NC Average: 6,978
Average Account Size

$200,603

NC Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Stephen Grice Work History

Stephen has 30 years of experience.

2018 - Present (1 years)

Royal Alliance Associates, Inc

2016 - Present (3 years)

Signator Investors, Inc

2009 - 2016 (7 years)

Transamerica Financial Advisors,Inc

1989 - 2009 (20 years)

Transamerica Financial Resources, Inc

1988 - Present (31 years)

Furman Insurance Agency

Disclosures

Stephen Grice has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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