Stephen
Martin

Vanguard Advisers Inc

CRD#4992896
Investment Advisor
in Charlotte, NC
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About this Advisor

Stephen Martin is a certified financial planner who works in Charlotte, North Carolina, with 12 years of experience as a financial advisor. Martin works at Vanguard Advisers Inc. They have spent their complete career at Vanguard Advisers Inc. Martin has a Series 63 license, designating them as a securities representative, and can operate in North Carolina and Texas. Vanguard Advisers Inc is a financial advisory company operating in Charlotte, North Carolina. The investment advisory business has offices in three locations and a total of 878 employees. It controls $151 billion in total assets between its 661,667 accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm serves 583 charitable organizations. Of its 661,667 accounts, just 4% are held by high-net-worth individuals who have at least $1 million in assets available to invest. The advisory firm provides a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors typically vary depending on which service is provided. However, fee types billed by Vanguard Advisers Inc likely are comprised of some blend of asset-based and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

2525 Water Ridge Parkway One North Falls Plaza, Ste 100
Charlotte, NC 28217

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Vanguard Advisers Inc Brokerage Details

Total Assets Under Management

$151,085,275,109

NC Average: $15,833,994,310
Total Number of Employees

878

NC Average: 41
Total Number of Accounts

661,667

NC Average: 3,342
Average Account Size

$228,340

NC Average: $4,737,880

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Stephen Martin Work History

Stephen has 12 years of experience.

2006 - Present (13 years)

The Vanguard Group, Inc

Disclosures

Stephen Martin has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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