Royal Alliance Associates, Inc
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About this Advisor
Steve Worthy is a certified financial planner and chartered financial consultant in Charlotte, North Carolina. Currently a registered investment advisor at Royal Alliance Associates, Inc, Worthy has a notable 38 years of practice in the financial advisory industry. Worthy maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative. Worthy is registered to work with clients based out of North Carolina and South Carolina. Throughout their career, they have worked at Royal Alliance Associates, Inc, Signator Investors, Inc and Maxworth Consulting Group, LLC. Royal Alliance Associates, Inc is based out of Charlotte, North Carolina, and has 459 additional locations across the country. In aggregate, Royal Alliance Associates, Inc oversees $8 billion in assets dispersed across 30,657 accounts and employs more than 1,933 people. The level of assets currently under the firm's management makes it one of the biggest investment advisory firms in the country. The firm manages 16,603 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 13% of the firm's clients are high-net-worth individuals, meaning they have greater than $1 million in assets. Royal Alliance Associates, Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Royal Alliance Associates, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Steve Worthy Work History
Steve has 38 years of experience.
Royal Alliance Associates, Inc
Maxworth Consulting Group, LLC
Signator Investors, Inc
Steve Worthy has no disclosures.
Please visit their SEC profile for more details.