Steven
Rubin

Lpl Financial LLC

CRD#6640551
Investment Advisor
in Winston Salem, NC

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About this Advisor

Steven Rubin is a certified financial planner working out of Winston Salem, North Carolina with a total of 4 years of relevant experience. Rubin is currently employed by Lpl Financial LLC. During their career, Rubin has held roles at Hege Financial Group, First Citizens Bank, Lincoln Financial Securities Corporation and Lpl Financial LLC. Rubin has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in North Carolina. Lpl Financial LLC is an advisory company headquartered in Fort Mill, SC. It has offices in 9,898 locations and a total of 31,366 financial advisors. It administers $368 billion in total assets between its 1,688,501 customer accounts, making it one of the largest firms in the nation by assets under management. The firm provides financial advice to 3,425 charitable organizations. Of its 1,688,501 customer accounts, 31% belong to high-net-worth investors who have greater than $1 million in assets. Lpl Financial LLC provides a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fee schedules typically are based on the type of financial services provided. Fees charged by Lpl Financial LLC most likely are comprised of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

1404 Plaza West Rd
Winston Salem, NC 27103

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

NC Average: $646,059,043
Total Number of Employees

31,366

NC Average: 13
Total Number of Accounts

1,688,501

NC Average: 661
Average Account Size

$217,956

NC Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Steven Rubin Work History

Steven has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Lpl Financial LLC

2016 - 2019 (3 years)

Hege Financial Group

2016 - 2019 (3 years)

Lincoln Financial Securities Corporation

2007 - 2016 (9 years)

First Citizens Bank

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Steven Rubin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Joseph Praino
Purchase, NY
Daniel Gielow
Festus, MO
Bridget Platania
Arlington Heights, IL
Eric Shore
Danville, IL
Aaron Belgard
Guntersville, AL
Jon Mcknight
Dyersburg, TN
Karen Soule
Boston, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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