Susan
Whitfield

Capital Investment Advisory Services, LLC

CRD#4803657
Investment Advisor
in Raleigh, NC
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About this Advisor

Susan Whitfield is a certified financial planner who works in Raleigh, North Carolina, with 14 years of financial industry experience. Whitfield is an advisor for Capital Investment Advisory Services, LLC. Whitfield has gained experience at Cic Advisers, LLC, Ballantyne Tax & Finance and Capital Investment Group, Inc. Whitfield has a Series 63 license, qualifying them as a securities agent, and is approved to advise clients in North Carolina. Capital Investment Advisory Services, LLC is an advisory company headquartered in Raleigh, North Carolina. The firm has offices in 39 locations and a total of 111 advisors. It manages $532 million in assets under management among its 3,454 customer accounts, making it one of the larger financial advisory firms in the country by assets under management. The advisory firm has a diverse range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. A financial advisor's fee schedules usually depend on the type of financial services offered. Fee types billed by Capital Investment Advisory Services, LLC likely include any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

100 E. Six Forks Road Suite 200
Raleigh, NC 27609

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Capital Investment Advisory Services, LLC Brokerage Details

Total Assets Under Management

$532,072,939

NC Average: $3,625,019,099
Total Number of Employees

111

NC Average: 22
Total Number of Accounts

3,454

NC Average: 1,917
Average Account Size

$154,045

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Susan Whitfield Work History

Susan has 14 years of experience.

2006 - Present (13 years)

Cic Advisers, LLC

2006 - Present (13 years)

Capital Investment Group, Inc

2004 - Present (15 years)

Ballantyne Tax & Finance

Disclosures

Susan Whitfield has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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