Susan
Whitfield

Capital Investment Advisory Services, LLC

CRD#4803657
Investment Advisor
in Raleigh, NC

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About this Advisor

Susan Whitfield is a certified financial planner operating out of Raleigh, North Carolina with 10 years of relevant experience. Whitfield currently works for Capital Investment Advisory Services, LLC. During their career, the advisor has held roles at Capital Investment Group, Inc, Ballantyne Tax & Finance and Cic Advisers, LLC. Whitfield maintains a Series 63 license, designating them as a securities broker, and is registered to work in North Carolina. Capital Investment Advisory Services, LLC is a registered investment company based out of Raleigh, NC. It has offices in 39 locations and a total of 116 financial advisors. It controls $2 billion in assets under management between its 9,990 client accounts, placing it among the biggest firms in the country by assets under management. The firm advises 12 charitable organizations. Of its 9,990 client accounts, just 7% are held by high-net-worth investors who have at least $1 million in assets available to invest. Capital Investment Advisory Services, LLC provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial management fees typically vary depending on which services are provided. Fees billed by Capital Investment Advisory Services, LLC likely include some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

100 E. Six Forks Road Suite 200
Raleigh, NC 27609

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Capital Investment Advisory Services, LLC Brokerage Details

Total Assets Under Management

$1,842,974,741

NC Average: $3,625,019,099
Total Number of Employees

116

NC Average: 22
Total Number of Accounts

9,990

NC Average: 1,917
Average Account Size

$184,482

NC Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Susan Whitfield Work History

Susan has been registered as a financial advisor for 10 years.*

2006 - Present (18 years)

Capital Investment Group, Inc

2006 - Present (18 years)

Cic Advisers, LLC

2004 - Present (20 years)

Ballantyne Tax & Finance

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Susan Whitfield to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Capital Investment Advisory Services, LLC

Victor Banks
Raleigh, NC
Michael Brennan
Raleigh, NC
Kemp Mebane
Raleigh, NC
John Palko
Charlotte, NC
Jeffery Hanna
Raleigh, NC
Tammie Farrell
Raleigh, NC
Edward Sabo
Murrells Inlet, SC
John Culp
Raleigh, NC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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