Tate
Small
Sterling Capital Management LLC
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About this Advisor
Tate Small is a financial advisor working in Charlotte, North Carolina who has 1 year of relevant experience. Small is an advisor for Sterling Capital Management LLC. Throughout their career, Small has worked at Sterling Capital Distributors, LLC, Sterling Capital Management, Business Expansion Funding Corporation, Brandrpm and Queen'S University Of Charlotte. Small holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can operate in North Carolina. Sterling Capital Management LLC is a business based in Charlotte, NC. The firm has offices in five locations and a total of 180 advisors. It handles $63 billion in total assets among its 3,390 customer accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm advises 104 charitable organizations. Of its 3,390 accounts, 33% are held by high-net-worth individuals who have greater than $1 million in investable assets. The company provides a broad assortment of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Fees charged by financial advisors largely are based on the type of services provided. Fees charged by Sterling Capital Management LLC may include asset-based, fixed and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Sterling Capital Management LLC Brokerage Details
$62,841,626,948
180
3,390
$18,537,353
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
Tate Small Work History
Tate has been registered as a financial advisor for 1 years.*
Sterling Capital Distributors, LLC
Sterling Capital Management
Business Expansion Funding Corporation
Brandrpm
Queen'S University Of Charlotte
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Tate Small to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sterling Capital Management LLC
Charlotte, NC
Downers Grove, IL
West Palm Beach, FL
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King Of Prussia, PA
Charlotte, NC
Charlotte, NC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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