Park Avenue Securities LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
Thomas Pemberton is a financial advisor whose office is in Raleigh, North Carolina. Currently a registered advisor with Park Avenue Securities LLC, Pemberton has a notable 22 years of professional experience in the financial advisory industry. Pemberton holds Series 63 and Series 65 licenses, designating the advisor as both a securities agent and an investment advisor representative. Pemberton can operate based out of Alabama, North Carolina, Arizona, Florida and Georgia. Over the course of their career, they have held roles at Principal Mutual Life Insurance Co, Guardian Life Insurance Co. Of America, Park Avenue Securities LLC and Cp Advisory Services, Inc. Park Avenue Securities LLC is based out of Raleigh, North Carolina, and has 86 brick-and-mortar locations in the nation. In total, Park Avenue Securities LLC oversees $3 billion in assets dispersed across 18,575 accounts and retains more than 1,708 people. The level of assets currently under the firm's management places it among the biggest financial advisory firms in the nation. The firm manages 15,111 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 24% of the advisor firm's clients are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Park Avenue Securities LLC provides financial planning services, portfolio management for individuals and small businesses and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.
Certifications and Registrations
Years of Experience
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Park Avenue Securities LLC Brokerage Details
Let us help match you with the right financial advisor for your needs.Answer a few questions to get a personalized match.
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
Thomas Pemberton Work History
Thomas has 22 years of experience.
Guardian Life Insurance Co. Of America
Park Avenue Securities LLC
Cp Advisory Services, Inc
Principal Mutual Life Insurance Co
Thomas Pemberton has no disclosures.
Please visit their SEC profile for more details.