Thomas
Pemberton

Park Avenue Securities LLC

CRD#2752998
Investment Advisor
in Raleigh, NC
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About this Advisor

Thomas Pemberton is a financial advisor whose office is in Raleigh, North Carolina. Currently a registered advisor with Park Avenue Securities LLC, Pemberton has a notable 22 years of professional experience in the financial advisory industry. Pemberton holds Series 63 and Series 65 licenses, designating the advisor as both a securities agent and an investment advisor representative. Pemberton can operate based out of Alabama, North Carolina, Arizona, Florida and Georgia. Over the course of their career, they have held roles at Principal Mutual Life Insurance Co, Guardian Life Insurance Co. Of America, Park Avenue Securities LLC and Cp Advisory Services, Inc. Park Avenue Securities LLC is based out of Raleigh, North Carolina, and has 86 brick-and-mortar locations in the nation. In total, Park Avenue Securities LLC oversees $3 billion in assets dispersed across 18,575 accounts and retains more than 1,708 people. The level of assets currently under the firm's management places it among the biggest financial advisory firms in the nation. The firm manages 15,111 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 24% of the advisor firm's clients are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Park Avenue Securities LLC provides financial planning services, portfolio management for individuals and small businesses and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years of Experience

22 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

2626 Glenwood Avenue Suite 450
Raleigh, NC 27608

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Park Avenue Securities LLC Brokerage Details

Total Assets Under Management

$3,404,649,231

NC Average: $7,464,549,021
Total Number of Employees

1,708

NC Average: 88
Total Number of Accounts

18,575

NC Average: 3,892
Average Account Size

$183,292

NC Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops

Thomas Pemberton Work History

Thomas has 22 years of experience.

2013 - Present (6 years)

Guardian Life Insurance Co. Of America

2013 - Present (6 years)

Park Avenue Securities LLC

1997 - Present (22 years)

Cp Advisory Services, Inc

1996 - Present (23 years)

Principal Mutual Life Insurance Co

Disclosures

Thomas Pemberton has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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