Pruco Securities, LLC
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About this Advisor
Thomas Sauer is a certified financial planner based out of Charlotte, North Carolina, with 14 years in the industry. Sauer currently works for Pruco Securities, LLC. Their career trajectory has included roles at Bank Of America Investment Services, Inc, Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, Self Employed: Real Estate Broker, Waddell & Reed Inc, Various Insurance Carriers For W & R Insurance Agencies, Pruco Securities LLC, Olde Providence Racquet Club and The Prudential Insurance Company Of America. Sauer maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to work in North Carolina. Pruco Securities, LLC is a company headquartered in Charlotte, North Carolina. The company has offices in 113 locations and a total of 2,600 people on staff. It oversees $6 billion in assets under management across its 47,024 accounts, making it one of the largest investment advisory firms in the nation by assets under management. Of its 47,024 client accounts, just 1% belong to high-net-worth individuals who have greater than $1 million in assets available to invest. The business has a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees charged by financial advisors usually are based on the type of services. Fee types billed by Pruco Securities, LLC may include asset-based, hourly and fixed fees.
Certifications and Registrations
Years of Experience
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Pruco Securities, LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Thomas Sauer Work History
Thomas has 14 years of experience.
Pruco Securities LLC
The Prudential Insurance Company Of America
Olde Providence Racquet Club
Waddell & Reed Inc
Various Insurance Carriers For W & R Insurance Agencies
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America Investment Services, Inc
Self Employed: Real Estate Broker
Thomas Sauer has no disclosures.
Please visit their SEC profile for more details.