Thomas
Southern

Mml Investors Services, LLC

CRD#857660
Investment Advisor
in New Bern, NC

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About this Advisor

Thomas Southern is an advisor whose office is in New Bern, North Carolina. Currently an investment advisor with Mml Investors Services, LLC, they have accumulated an impressive 38 years of professional experience in the financial advisory industry. Southern can work with investors in North Carolina. Throughout their career, they have worked at Mml Investors Services, LLC and Massachusetts Mutual Life Insurance Company. Mml Investors Services, LLC is located in New Bern, North Carolina, and operates out of 1,335 brick-and-mortar locations across the country. As a company, Mml Investors Services, LLC oversees $40 billion in assets dispersed across 206,878 accounts and retains more than 7,471 people. The level of assets currently under the firm's management places it among the largest investment advisory firms in the country. The firm manages 64,820 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. None of the advisory firm's 206,878 clients are regarded as high-net-worth individuals, who are defined as investors who have more than $1 million in assets. Mml Investors Services, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and other fees.

Certifications and Registrations

Chartered Financial Consultant

Years of Experience

38 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

315 Metcalf Street
New Bern, NC 28562

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$39,563,066,947

NC Average: $16,012,751,954
Total Number of Employees

7,471

NC Average: 118
Total Number of Accounts

206,878

NC Average: 4,567
Average Account Size

$191,239

NC Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Thomas Southern Work History

Thomas has 38 years of experience.

1983 - Present (38 years)

Mml Investors Services, LLC

1982 - Present (39 years)

Massachusetts Mutual Life Insurance Company

Disclosures

Thomas Southern has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Mml Investors Services, LLC

Jerrell Mure
Oklahoma City, OK
Brook Stevens
Los Angeles, CA
Sang Gao
Phoenix, AZ
Cameron Miller
Virginia Beach, VA
Bryan Byrd
Johnson City, TN
Neepa Shah
Fremont, CA
William Pfeifer Iii
Tucson, AZ
Matthew Hoger
West Des Moines, IA

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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