Mml Investors Services, LLC
About this Advisor
Thomas Southern is an advisor whose office is in New Bern, North Carolina. Currently an investment advisor with Mml Investors Services, LLC, they have accumulated an impressive 38 years of professional experience in the financial advisory industry. Southern can work with investors in North Carolina. Throughout their career, they have worked at Mml Investors Services, LLC and Massachusetts Mutual Life Insurance Company. Mml Investors Services, LLC is located in New Bern, North Carolina, and operates out of 1,335 brick-and-mortar locations across the country. As a company, Mml Investors Services, LLC oversees $40 billion in assets dispersed across 206,878 accounts and retains more than 7,471 people. The level of assets currently under the firm's management places it among the largest investment advisory firms in the country. The firm manages 64,820 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. None of the advisory firm's 206,878 clients are regarded as high-net-worth individuals, who are defined as investors who have more than $1 million in assets. Mml Investors Services, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
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Mml Investors Services, LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Thomas Southern Work History
Thomas has 38 years of experience.
Mml Investors Services, LLC
Massachusetts Mutual Life Insurance Company
Thomas Southern has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Mml Investors Services, LLC
Oklahoma City, OK
Los Angeles, CA
Virginia Beach, VA
Johnson City, TN
West Des Moines, IA
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.