Troy
Spies

Vanguard Advisers Inc

CRD#6130940
Investment Advisor
in Charlotte, NC
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About this Advisor

Troy Spies is a certified financial planner operating in Charlotte, North Carolina, who has been in the advisory business for 15 years. Spies is currently employed by Vanguard Advisers Inc. During their career, Spies has held roles at Temple University, The Vanguard Group, Inc, Ubs Financial Services, Cloister Car Wash, Temple University - Rome and Wilson School District. Spies has a Series 63 license, designating them as a securities agent, and is registered to serve investors in North Carolina and Texas. Vanguard Advisers Inc is an advisory business that has its headquarters in Charlotte, North Carolina. The company has offices in three locations and a total of 878 financial advisors. It controls $151 billion in assets across its 661,667 customer accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm advises 583 charitable organizations. Of its 661,667 customer accounts, just 4% are held by high-net-worth investors who have more than $1 million in investable assets. Vanguard Advisers Inc has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. A financial advisor's fee schedules largely vary depending on the financial services provided. Fees charged by Vanguard Advisers Inc can include asset-based and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

2525 Water Ridge Parkway 1 North Falls Plaza, Ste 100
Charlotte, NC 28217

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Vanguard Advisers Inc Brokerage Details

Total Assets Under Management

$160,926,810,750

NC Average: $15,833,994,310
Total Number of Employees

984

NC Average: 41
Total Number of Accounts

460,532

NC Average: 3,342
Average Account Size

$349,437

NC Average: $4,737,880

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Troy Spies Work History

Troy has 15 years of experience.

2014 - Present (5 years)

The Vanguard Group, Inc

2012 - 2013 (1 years)

Ubs Financial Services

2012 - 2012 (0 years)

Temple University - Rome

2010 - 2014 (4 years)

Temple University

2008 - 2011 (3 years)

Cloister Car Wash

2003 - 2010 (7 years)

Wilson School District

Disclosures

Troy Spies has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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