Principal Securities, Inc
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About this Advisor
Vernon Maples is a financial advisor whose office is in Raleigh, North Carolina. Currently an advisor at Principal Securities, Inc, they have gathered an impressive 35 years of work experience. Maples holds Series 63 and Series 65 licenses, which qualify the advisor as both a securities agent and an investment advisor representative. Maples is able to work with investors based out of North Carolina. Maples has gained experience at Principal Life Insurance Company and Princor Financial Services Corporation. Principal Securities, Inc is based out of Raleigh, North Carolina, and has 354 additional brick-and-mortar locations across the United States. In total, Principal Securities, Inc manages $6 billion in assets throughout 28,235 client accounts and employs more than 1,687 people. The firm's total assets under management makes it one of the biggest firms in the United States. The firm manages 12,357 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 2% of the advisor firm's clients are high-net-worth individuals, meaning they have over $1 million in capital. Principal Securities, Inc offers financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
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Principal Securities, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
Vernon Maples Work History
Vernon has 35 years of experience.
Principal Life Insurance Company
Princor Financial Services Corporation
Vernon Maples has no disclosures.
Please visit their SEC profile for more details.