Vernon
Maples
Principal Securities, Inc
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About this Advisor
Vernon Maples is a chartered financial consultant working in Raleigh, North Carolina with a total of 22 years of relevant experience. Maples is currently employed by Principal Securities, Inc. Their career trajectory has included roles at Principal Securities Inc, Principal Life Insurance Company and Princor Financial Services Corporation. Maples maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to work in North Carolina. Principal Securities, Inc is an advisory firm that has its headquarters in Des Moines, IA. The investment advisory business has offices in 350 locations and a total of 1,430 people on staff. It manages $9 billion in assets between its 46,075 customer accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm advises 34 charitable organizations. Of its 46,075 client accounts, just 3% are held by high-net-worth investors who have at least $1 million in assets available to invest. The company has a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees for financial advice largely are based on the services offered. However, fee types billed by Principal Securities, Inc may include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Vernon Maples Work History
Vernon has been registered as a financial advisor for 22 years.*
Principal Securities Inc
Principal Life Insurance Company
Princor Financial Services Corporation
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Vernon Maples to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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