Werner
Maiwald

Supreme Alliance LLC

CRD#1029465
Investment Advisor
in Charlotte, NC

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About this Advisor

Werner Maiwald is a financial advisor based in Charlotte, North Carolina, working with Supreme Alliance LLC. Werner has previously held positions at Gaudreau Group, Investors Capital Corporation, Voya Financial Advisors, Lincoln Financial Securities, and Supreme Alliance LLC. Werner has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Connecticut and Massachusetts. Currently, Werner is part of Supreme Alliance LLC, which operates out of Charlotte, North Carolina. The firm has 1 office and 13 employees. The firm manages assets totaling $11.1 million. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. The fee structure at Supreme Alliance LLC includes asset-based, hourly, fixed, commission-based, and other fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

Charlotte, NC

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Supreme Alliance LLC Brokerage Details

Total Assets Under Management

$11,061,417

Total Number of Employees

13

Total Number of Accounts

46

Average Account Size

$240,466

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Werner Maiwald Work History

2021 - Present (3 years)

Supreme Alliance LLC

2020 - 2020 (< 1 year)

Lincoln Financial Securities

2015 - 2020 (5 years)

Voya Financial Advisors

2006 - 2015 (9 years)

Investors Capital Corporation

2004 - 2015 (11 years)

Gaudreau Group

Disclosures

Please visit the SEC profile of Werner Maiwald to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Supreme Alliance LLC

Joshua Hand
Charlotte, NC
Albert Moore
Jonesboro, AR
Michael Guerra
Charlotte, NC
James Moniz
Charlotte, NC
Charles Ehnot
Charlotte, NC
Sang Walker
Charlotte, NC
Brian Parker
Timberlake, NC
Peter Addison
Charlotte, NC

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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