William
Nelson
Principal Securities, Inc
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About this Advisor
William Nelson is a financial advisor based in Charlotte, North Carolina, working with Principal Securities, Inc. William has previously held positions at Principal Securities, Inc, Principal Life Insurance Company, and Bmn Insurance Consulting. William has passed the Series 66 regulatory exam and is registered to provide services in North Carolina. Currently, William is part of Principal Securities, Inc, which operates out of Charlotte, North Carolina. The firm has 384 offices and 1,349 employees. The firm manages assets totaling $12.1 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Principal Securities, Inc includes asset-based, hourly, fixed, and other fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$12,105,712,948
1,349
54,844
$220,730
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
William Nelson Work History
Principal Securities, Inc
Principal Life Insurance Company
Bmn Insurance Consulting
Disclosures
Please visit the SEC profile of William Nelson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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