James
Braun
Newedge Advisors
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About this Advisor
James Braun is a certified financial planner operating out of Bismarck, North Dakota with a total of 5 years of industry experience. Braun is an advisor for Newedge Advisors. Throughout their career, they have worked at Investment Centers Of America, Inc, Lpl Financial LLC and Gwm Advisors, LLC (Dba: Planningteam Financial Advisors). Braun maintains Series 63 and Series 66 licenses, certifying them as a securities agent, and is approved to serve investors in Illinois and North Dakota. Newedge Advisors is a firm that has its headquarters in New Orleans, LA. The firm has offices in 99 locations and a total of 499 advisors. It oversees $13 billion in total assets among its 48,067 customer accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm provides financial advice to 114 charitable organizations. Of its 48,067 accounts, 27% are associated with high-net-worth individuals who have greater than $1 million in investable assets. The business offers a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial advice typically depend on the type of services provided. However, fee types billed by Newedge Advisors may include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Newedge Advisors Brokerage Details
$12,683,180,123
499
48,067
$263,865
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
James Braun Work History
James has been registered as a financial advisor for 5 years.*
Gwm Advisors, LLC (Dba: Planningteam Financial Advisors)
Lpl Financial LLC
Investment Centers Of America, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Braun to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Newedge Advisors
New Orleans, LA
New Orleans, LA
Novi, MI
Virginia Beach, VA
New Orleans, LA
New Haven, CT
New Orleans, LA
New Orleans, LA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
