Adam
Baker
Fifth Third Securities, Inc
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About this Advisor
Adam Baker is a financial advisor operating out of Brecksville, Ohio, who has 2 years of industry experience. Baker works at Fifth Third Securities, Inc. Throughout their career, Baker has worked at Edward Jones, Pruco Securities, LLC, Prudential Insurance Company Of America, Citizens Securities, Inc, Citizens Securities Inc, Citizens Bank, Fifth Third Bank and Fifth Third Securities. Baker maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to work in Ohio. Fifth Third Securities, Inc is a registered investment company based out of Cincinnati, OH. It has offices in 1,117 locations and a total of 1,205 people on staff. It oversees $7 billion in total assets between its 41,519 customer accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm serves 18 charities and foundations. Of its 41,519 client accounts, just 3% are associated with high-net-worth investors who have greater than $1 million in investable assets. Fifth Third Securities, Inc provides a diverse assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and other services. Financial advisory fees are based on which service is provided. Fee types charged by Fifth Third Securities, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Fifth Third Securities, Inc Brokerage Details
$7,311,047,248
1,205
41,519
$176,089
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
Adam Baker Work History
Adam has been registered as a financial advisor for 2 years.*
Fifth Third Bank
Fifth Third Securities
Citizens Securities Inc
Citizens Bank
Citizens Bank
Citizens Securities, Inc
Citizens Securities Inc
Citizens Bank
Citizens Securities, Inc
Pruco Securities, LLC
Prudential Insurance Company Of America
Edward Jones
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Adam Baker to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Fifth Third Securities, Inc
West Chester, OH
Lakeland, FL
Evergreen Park, IL
Vermilion, OH
Columbus, OH
Cape Coral, FL
Cincinnati, OH
Cincinnati, OH
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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