Benjamin
Roy

Prosperity Capital Advisors

CRD#6947337
Investment Advisor
in Westlake, OH

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About this Advisor

Benjamin Roy is a financial advisor who works in Westlake, Ohio with a total of 1 year of relevant experience. Roy works at Prosperity Capital Advisors. During their career, the advisor has held roles at Sigma Financial Corporation, Great Lakes Wealth Management, Commonwealth Financial, Advance 1 Clearning, University Of Maine Orono, Spc and Prosperity Capital Advisors. Roy holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and can work in Texas. Prosperity Capital Advisors is a financial advisory firm headquartered in Westlake, OH. The firm has offices in 26 locations and a total of 143 advisors. It has $2 billion in assets across its 7,565 accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm provides services to three charities and foundations. Of its 7,565 accounts, just 5% belong to high-net-worth investors who have more than $1 million in investable assets. The company offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. Fees for financial advisory services usually are based on which services the firm provides the client. However, fee types charged by Prosperity Capital Advisors can be comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

30400 Detroit Road Suite 201
Westlake, OH 44145

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Prosperity Capital Advisors Brokerage Details

Total Assets Under Management

$1,712,428,969

OH Average: $2,106,341,625
Total Number of Employees

143

OH Average: 34
Total Number of Accounts

7,565

OH Average: 1,972
Average Account Size

$226,362

OH Average: $1,068,125

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Benjamin Roy Work History

Benjamin has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Prosperity Capital Advisors

2021 - 2022 (1 year)

Spc

2018 - 2022 (4 years)

Sigma Financial Corporation

2018 - 2018 (< 1 year)

Great Lakes Wealth Management

2018 - 2018 (< 1 year)

Commonwealth Financial

2012 - 2017 (5 years)

Advance 1 Clearning

2012 - 2017 (5 years)

University Of Maine Orono

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Benjamin Roy to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Prosperity Capital Advisors

Hallie Marshall
Westlake, OH
Jake Giles
Arden, NC
Brandon Williams
Westlake, OH
Richard Dunnett
Schererville, IN
Matthew Longland
Ft Mitchell, KY
Kyleah Lee
Westlake, OH
Jeffrey Warnkin
Westlake, OH
Joshua Reesman
Saint Louis, MO

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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