Brian
Sullivan
Rockefeller Financial LLC
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About this Advisor
Brian Sullivan is a financial advisor who works out of Cincinnati, Ohio with 1 year of industry experience. Sullivan currently works for Rockefeller Financial LLC. Over the course of their career, Sullivan has held roles at Rockefeller Financial LLC, Fifth Third Bank, Itelligence, United Healthcare and Saratoga Eagle Sales & Service. Sullivan has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to serve investors in Ohio and Texas. Rockefeller Financial LLC is a registered investment company that has its headquarters in New York, NY. The firm has offices in 39 locations and a total of 531 financial advisors. It controls $35 billion in assets under management among its 46,727 customer accounts, placing it among the biggest firms in the United States by assets under management. The firm provides financial advice to 215 charitable organizations. Of its 46,727 accounts, 29% are associated with high-net-worth individuals who have more than $1 million in investable assets. The business performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial advisory services typically vary depending on the financial services provided. However, fee types billed by Rockefeller Financial LLC can be comprised of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Rockefeller Financial LLC Brokerage Details
$34,707,894,464
531
46,727
$742,780
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Brian Sullivan Work History
Brian has been registered as a financial advisor for 1 years.*
Rockefeller Financial LLC
Fifth Third Bank
Itelligence
United Healthcare
Saratoga Eagle Sales & Service
United Healthcare
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Brian Sullivan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Rockefeller Capital Management
Olympia, WA
San Francisco, CA
Trenton, NJ
Atlanta, GA
San Francisco, CA
Birmingham, MI
Atlanta, GA
Cincinnati, OH
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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