Conner
Spaeth

Lpl Financial LLC

CRD#7169055
Investment Advisor
in Defiance, OH

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About this Advisor

Conner Spaeth is a financial advisor operating out of Defiance, Ohio with a total of 1 year of relevant experience. Spaeth is on the advisory team at Lpl Financial LLC. Over the course of their career, Spaeth has held roles at Fifth Third Bank, First Federal Bank Of The Midwest, Fastenal, Dietsch Bros, Fifth Third Securities, Lpl Financial LLC and Premier Bank. Spaeth has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in Ohio. Lpl Financial LLC is a financial advisory firm that has its headquarters in Fort Mill, SC. It has offices in 9,898 locations and a total of 31,366 people on staff. It manages $368 billion in assets between its 1,688,501 accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm serves 3,425 charitable organizations. Of its 1,688,501 accounts, 31% are associated with high-net-worth investors who have more than $1 million in assets. The firm provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fee schedules typically are based on which services the firm provides the client. Fee types billed by Lpl Financial LLC may include some combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

601 Clinton St
Defiance, OH 43512

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

OH Average: $646,059,043
Total Number of Employees

31,366

OH Average: 13
Total Number of Accounts

1,688,501

OH Average: 661
Average Account Size

$217,956

OH Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Conner Spaeth Work History

Conner has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Lpl Financial LLC

2021 - Present (3 years)

Premier Bank

2019 - 2021 (2 years)

Fifth Third Securities

2016 - 2021 (5 years)

Fifth Third Bank

2015 - 2016 (1 year)

First Federal Bank Of The Midwest

2014 - 2015 (1 year)

Fastenal

2012 - 2014 (2 years)

Dietsch Bros

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Conner Spaeth to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Hyun Song
Vienna, VA
James Mullen
The Villages, FL
Adam Chaney
Naperville, IL
Tracy Marlin
Newport Beach, CA
John Gehlhaart
Waukesha, WI
Hope Hoch
Oldsmar, FL
Joseph Sarbello
Sea Girt, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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