Daniel
Christie

Ubs Financial Services Inc

CRD#2154093
Investment Advisor
in Miamisburg, OH

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About this Advisor

Daniel Christie is a financial advisor operating out of Miamisburg, Ohio who has 16 years of relevant experience. Christie works at Ubs Financial Services Inc. Over the course of their career, they have held roles at Mcdonald Investments Inc and Ubs Financial Services Inc. Christie has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to operate in Ohio and Texas. Ubs Financial Services Inc is a financial advisory business headquartered in Weehawken, NJ. The investment advisory business has offices in 369 locations and a total of 13,059 advisors. It oversees $601 billion in assets under management among its 1,077,471 accounts, making it one of the biggest financial advisory firms in the nation by assets under management. The firm advises 8,062 charitable organizations. Of its 1,077,471 customer accounts, 65% are associated with high-net-worth investors who have at least $1 million in investable assets. Ubs Financial Services Inc has a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees for financial management typically vary depending on the type of services offered. Fees billed by Ubs Financial Services Inc most likely are comprised of any combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

3601 Rigby Road Suite 500
Miamisburg, OH 45342

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$600,808,847,012

OH Average: $10,121,009,343
Total Number of Employees

13,059

OH Average: 92
Total Number of Accounts

1,077,471

OH Average: 6,978
Average Account Size

$557,610

OH Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Daniel Christie Work History

Daniel has been registered as a financial advisor for 16 years.*

2013 - Present (11 years)

Ubs Financial Services Inc

2007 - 2013 (6 years)

Ubs Financial Services Inc

1999 - 2013 (14 years)

Mcdonald Investments Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Daniel Christie to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ubs Financial Services Inc

Janine Klein
Miami, FL
David Coleman
Short Hills, NJ
Karyn Laughrun
Asheville, NC
Donald Rosenthal
Short Hills, NJ
Eric Delagarza
Watertown, NY
Michael Tusing
Chesterfield, MO
Seth Ripple
Miami, FL
John Mccolskey
Atlanta, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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