David
Sparks
Mariner Wealth Advisors
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About this Advisor
David Sparks is a certified financial planner working in Cincinnati, Ohio, who has 2 years of relevant experience. Sparks is on the advisory team at Mariner Wealth Advisors. The advisor has gained experience at Scottrade, Jp Morgan Chase Bank, N.A, Jp Morgan Securities, LLC, Scottrade Investment Management, Creative Planning and Mariner Wealth Advisors. Sparks holds Series 63 and Series 66 licenses, designating them as a securities broker, and is able to operate in Ohio. Mariner Wealth Advisors is an advisory business operating out of Leawood, KS. It has offices in 68 locations and a total of 1,465 advisors. It administers $66 billion in assets among its 112,465 customer accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm provides financial advisory services to 128 charitable organizations. Of its 112,465 client accounts, 34% belong to high-net-worth investors who have at least $1 million in investable assets. The advisory firm provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. Fees charged by financial advisors usually depend on which services are provided. Fees billed by Mariner Wealth Advisors most likely are comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Mariner Wealth Advisors Brokerage Details
$65,874,566,238
1,465
112,465
$585,734
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
David Sparks Work History
David has been registered as a financial advisor for 2 years.*
Mariner Wealth Advisors
Creative Planning
Jp Morgan Chase Bank, N.A
Jp Morgan Securities, LLC
Scottrade Investment Management
Scottrade
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Sparks to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Mariner Wealth Advisors
Danville, CA
Leawood, KS
Leawood, KS
Irvine, CA
Plano, TX
Cincinnati, OH
Kingsport, TN
Littleton, CO
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
