Royal Alliance Associates, Inc
About this Advisor
Gregory Fockler is a financial advisor who works out of Toledo, Ohio, with a total of 10 years in the industry. Fockler currently works for Royal Alliance Associates, Inc. Throughout their career, Fockler has worked at Royal Alliance and Sylvania Country Club. Fockler holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to work in Illinois, Michigan, Ohio, Pennsylvania and South Carolina. Royal Alliance Associates, Inc is an advisory company that has its headquarters in Toledo, Ohio. The company has offices in 905 locations and a total of 3,849 people on staff. It handles $28 billion in total assets between its 112,286 client accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm provides services to 134 charities and foundations. Of its 112,286 customer accounts, 18% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. Royal Alliance Associates, Inc has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial management usually are based on which services the firm provides the client. However, fee types charged by Royal Alliance Associates, Inc most likely include any combination of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
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Royal Alliance Associates, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Gregory Fockler Work History
Gregory has 10 years of experience.
Sylvania Country Club
Gregory Fockler has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Royal Alliance Associates, Inc
San Jose, CA
Jersey City, NJ
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact email@example.com.
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