Gregory
Fockler

Royal Alliance Associates, Inc

CRD#6322542
Investment Advisor
in Toledo, OH

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About this Advisor

Gregory Fockler is a financial advisor who works out of Toledo, Ohio, with a total of 10 years in the industry. Fockler currently works for Royal Alliance Associates, Inc. Throughout their career, Fockler has worked at Royal Alliance and Sylvania Country Club. Fockler holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to work in Illinois, Michigan, Ohio, Pennsylvania and South Carolina. Royal Alliance Associates, Inc is an advisory company that has its headquarters in Toledo, Ohio. The company has offices in 905 locations and a total of 3,849 people on staff. It handles $28 billion in total assets between its 112,286 client accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm provides services to 134 charities and foundations. Of its 112,286 customer accounts, 18% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. Royal Alliance Associates, Inc has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial management usually are based on which services the firm provides the client. However, fee types charged by Royal Alliance Associates, Inc most likely include any combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

4159 Holland Sylvania #104
Toledo, OH 43623

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$28,249,401,040

OH Average: $10,121,009,343
Total Number of Employees

3,849

OH Average: 92
Total Number of Accounts

112,286

OH Average: 6,978
Average Account Size

$251,584

OH Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Gregory Fockler Work History

Gregory has 10 years of experience.

2014 - Present (8 years)

Royal Alliance

2012 - 2014 (2 years)

Sylvania Country Club

Disclosures

Gregory Fockler has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Royal Alliance Associates, Inc

Gregory Fockler
Toledo, OH
Jessica Paretta
Nazareth, PA
Rodger Hobbs
San Jose, CA
Nicholas Rightnowar
Maumee, OH
Robert Braun
Missoula, MT
Elijah Murray
Plano, TX
Grant Hartwell
Torrance, CA
Jennifer Cox
Jersey City, NJ

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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