James
Salera
Stephens
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About this Advisor
James Salera is a financial advisor operating in Lakewood, Ohio with 1 year of industry experience. Salera is an employee of Stephens. During their career, Salera has held roles at Keybank, Prudential, Grs, John Carroll University, Gnc, Target, Key Investment Services, LLC, Cetera Investment Services LLC, First National Bank Of Pa, Cetera Investment Advisers LLC, Northcoast Research and Stephens Inc. Salera holds Series 63 and Series 66 licenses, designating them as a securities representative, and is registered to advise clients in Ohio and Texas. Stephens is an advisory company that has its headquarters in Little Rock, AR. The firm has offices in 23 locations and a total of 637 employees. It handles $12 billion in assets under management between its 21,479 customer accounts, making it one of the biggest firms in the nation by assets under management. The firm provides services to 21 charitable organizations. Of its 21,479 customer accounts, just 8% are associated with high-net-worth individuals who have more than $1 million in assets available to invest. The advisory firm performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial advisory fee schedules typically are based on which services the firm provides the client. Fee types billed by Stephens likely include asset-based, hourly, fixed, commission-based and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Stephens Brokerage Details
$12,334,227,079
637
21,479
$574,246
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
James Salera Work History
James has been registered as a financial advisor for 1 years.*
Stephens Inc
Stephens Inc
Stephens Inc
Northcoast Research
Cetera Investment Services LLC
Cetera Investment Advisers LLC
First National Bank Of Pa
Keybank
Key Investment Services, LLC
Prudential
Grs
Gnc
Target
John Carroll University
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Salera to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Stephens
Dallas, TX
Rogers, AR
Rogers, AR
Fayetteville, AR
Charlotte, NC
Little Rock, AR
Rogers, AR
Lutherville-Timonium, MD
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