Keith
Davis

Principal Securities, Inc

CRD#1177735
Investment Advisor
in Dayton, OH

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About this Advisor

Keith Davis is a financial advisor who works out of Dayton, Ohio with 10 years of industry experience. Davis is currently employed by Principal Securities, Inc. Over the course of their career, they have held roles at Principal Life Ins Co, Princor Financial Services Corp and Lake Forest Financial Advisors. Davis maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to operate in Ohio. Principal Securities, Inc is a financial advisory business that has its headquarters in Des Moines, IA. The firm has offices in 350 locations and a total of 1,430 advisors. It oversees $9 billion in assets under management between its 46,075 customer accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm provides services to 34 charities and foundations. Of its 46,075 customer accounts, just 3% are associated with high-net-worth individuals who have at least $1 million in assets available to invest. The firm performs a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial management fees largely depend on which services the firm provides the client. However, fee types charged by Principal Securities, Inc can include some blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

7625 Paragon Rd Ste B
Dayton, OH 45459

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$9,416,854,861

OH Average: $9,259,360,772
Total Number of Employees

1,430

OH Average: 166
Total Number of Accounts

46,075

OH Average: 7,189
Average Account Size

$204,381

OH Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Keith Davis Work History

Keith has been registered as a financial advisor for 10 years.*

2022 - Present (2 years)

Lake Forest Financial Advisors

2013 - Present (11 years)

Principal Life Ins Co

2013 - Present (11 years)

Princor Financial Services Corp

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Keith Davis to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Jairus Halladay
Milwaukee, WI
William Daines
Tampa, FL
Conrad Beeler
Lansing, MI
Benjamin Eichler
Williamston, MI
John Pettit
Puyallup, WA
James Henry
Wdm, IA
Craig Forster
Arlington, TX
Justin Terrell
Bethesda, MD

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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