Michael
Cozad

Fsc Securities Corporation

CRD#5455238
Investment Advisor
in Dayton, OH

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About this Advisor

Michael Cozad is a certified financial planner operating in Dayton, Ohio, with 13 years of relevant experience. Cozad currently works for Fsc Securities Corporation. Throughout their career, they have worked at Smith, Moses & Cozad, LLC-- Fsc Securities Corp and Fsc Securities. Cozad holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to serve investors in Missouri and Ohio. Fsc Securities Corporation is a firm operating out of Atlanta, GA. The firm has offices in 334 locations and a total of 2,174 financial advisors. It administers $12 billion in total assets among its 52,792 accounts, placing it among the largest firms in the country by assets under management. The firm advises 94 charitable organizations. Of its 52,792 customer accounts, just 14% are associated with high-net-worth individuals who have greater than $1 million in assets. Fsc Securities Corporation offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fees largely depend on which services the firm provides the client. Fees charged by Fsc Securities Corporation likely are comprised of any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

2149 North Fairfield Road Suite# B
Dayton, OH 45431

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Fsc Securities Corporation Brokerage Details

Total Assets Under Management

$11,745,651,239

OH Average: $3,570,121,308
Total Number of Employees

2,174

OH Average: 58
Total Number of Accounts

52,792

OH Average: 1,608
Average Account Size

$222,489

OH Average: $2,220,225

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Michael Cozad Work History

Michael has been registered as a financial advisor for 13 years.*

2010 - Present (14 years)

Fsc Securities

2007 - Present (17 years)

Smith, Moses & Cozad, LLC-- Fsc Securities Corp

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Cozad to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Fsc Securities Corporation

Patricia Elebash
Atlanta, GA
Tal Diekvoss
Milwaukee, WI
Matthew Webb
Lubbock, TX
Paul Klimkowski
Langhorne, PA
Terry Thompson
Traverse City, MI
Cynthia Pelosi
Atlanta, GA
Nicholas Klanke
Bloomfield Hills, MI
William Howard
Marietta, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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