Michael
Smith

Tiaa-Cref Individual & Institutional Services, LLC

CRD#5112679
Investment Advisor
in Beachwood, OH

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About this Advisor

Michael Smith is a financial advisor who works in Beachwood, Ohio with a total of 9 years of relevant experience. Smith works at Tiaa-Cref Individual & Institutional Services, LLC. Smith has gained experience at Charles Schwab & Co., Inc, Charles Schwab Bank, Tiaa and Tiaa-Cref Individual & Institutional Services, LLC. Smith holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to operate in Ohio. Tiaa-Cref Individual & Institutional Services, LLC is a business operating out of New York, NY. It has offices in 136 locations and a total of 1,235 advisors. It has $31 billion in assets between its 76,892 customer accounts, making it one of the biggest firms in the nation by assets under management. The firm advises 22 charitable organizations. Of its 76,892 customer accounts, 62% belong to high-net-worth individuals who have more than $1 million in assets. The advisory firm performs a set of services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial advisory fees largely vary depending on the services offered. Fees billed by Tiaa-Cref Individual & Institutional Services, LLC most likely are comprised of any blend of asset-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

9 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Office Location

Two Chagrin Highlands, 3000 Auburn Drive Suite 150
Beachwood, OH 44122

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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details

Total Assets Under Management

$30,906,830,115

OH Average: $7,464,549,021
Total Number of Employees

1,235

OH Average: 88
Total Number of Accounts

76,892

OH Average: 3,892
Average Account Size

$401,951

OH Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Michael Smith Work History

Michael has been registered as a financial advisor for 9 years.*

2014 - Present (10 years)

Tiaa

2014 - Present (10 years)

Tiaa-Cref Individual & Institutional Services, LLC

2012 - 2014 (2 years)

Charles Schwab & Co., Inc

2012 - 2014 (2 years)

Charles Schwab Bank

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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