Nicholas
Whalen
Equitable Advisors, LLC
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About this Advisor
Nicholas Whalen is a financial advisor working out of Cincinnati, Ohio. Whalen is an advisor for Equitable Advisors, LLC. Over the course of their career, they have held roles at Equitable Advisors, LLC, University Of Cincinnati, Ellsworth & Associates Cpa, Nw Solutions LLC, Mint Bistro - Thai Cuisine, Camargo Country Club and Milford High School. Whalen maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to advise clients in Ohio. Equitable Advisors, LLC is a company that has its headquarters in New York, NY. The company has offices in 885 locations and a total of 5,251 advisors. It has $25 billion in assets under management between its 75,222 client accounts, placing it among the largest firms in the country by assets under management. The firm advises 177 charities and foundations. Of its 75,222 customer accounts, 42% are associated with high-net-worth clients who have more than $1 million in assets. Equitable Advisors, LLC offers a broad assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules are based on the type of services provided. Fee types billed by Equitable Advisors, LLC most likely include some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Equitable Advisors, LLC Brokerage Details
$24,555,313,983
5,251
75,222
$326,438
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Nicholas Whalen Work History
Nicholas has been registered as a financial advisor for 0 years.*
Equitable Advisors, LLC
University Of Cincinnati
Ellsworth & Associates Cpa
Nw Solutions LLC
University Of Cincinnati
Mint Bistro - Thai Cuisine
Camargo Country Club
Milford High School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicholas Whalen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Equitable Advisors, LLC
Minneapolis, MN
Dallas, TX
Trussville, AL
Cary, NC
Edison, NJ
Mount Pleasant, SC
Selma, AL
Shelton, CT
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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