Richard
Maxwell
Lpl Financial LLC
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About this Advisor
Richard Maxwell is a financial advisor based in New Albany, Ohio, working with Lpl Financial LLC. Richard has previously held positions at Maxwell Financial Mgnt, Fsc Securities Corporation Inc, Maxhill Group, LLC, Fsc Agency, Fsc Securities Corporation Ria, Grange Life, Sagicor Life, Protective Life, F&G Life, Sun Life, Met Life, Us Financial Life, Standard Life, Aig Life, Banner Life, Jackson National Life, Rwmax, Inc, and Lpl Financial LLC. Richard has passed the Series 63 regulatory exam and is registered to provide services in Ohio. Currently, Richard is part of Lpl Financial LLC, which operates out of New Albany, Ohio. The firm has 17,453 offices and 35,841 employees. The firm manages assets totaling $463.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Lpl Financial LLC includes asset-based, hourly, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$463,475,486,343
35,841
1,910,545
$242,588
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Richard Maxwell Work History
Lpl Financial LLC
Rwmax, Inc
Maxwell Financial Mgnt
Maxhill Group, LLC
Fsc Securities Corporation Inc
Fsc Agency
Fsc Securities Corporation Ria
Fsc Agency
Fsc Securities Corporation Ria
Grange Life
Sagicor Life
Protective Life
F&G Life
Sun Life
Met Life
Us Financial Life
Standard Life
Aig Life
Banner Life
Jackson National Life
Disclosures
Please visit the SEC profile of Richard Maxwell to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Phoenix, AZ
Victor, ID
Santa Monica, CA
Greenwood, IN
Waveland, MS
Honolulu, HI
Winter Park, FL
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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