Robert
Caron
Mai Capital Management, LLC
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About this Advisor
Robert Caron is a financial advisor working in Independence, Ohio with a total of 6 years of industry experience. Caron is an advisor for Mai Capital Management, LLC. Their career trajectory has included roles at Tiaa, Tiaa-Cref Individual & Institutional Services, LLC, Mai Capital Management, LLC and Fidelity Brokerage Services, Inc. Caron has Series 63 and Series 66 licenses, which qualify them as a securities broker, and is approved to advise clients in New Hampshire. Mai Capital Management, LLC is a company headquartered in Independence, OH. It has offices in 20 locations and a total of 331 people on staff. It controls $16 billion in assets under management between its 23,704 client accounts, placing it among the largest firms in the nation by assets under management. The firm advises 45 charitable organizations. Of its 23,704 customer accounts, 43% belong to high-net-worth individuals who have greater than $1 million in assets. Mai Capital Management, LLC has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules are based on which services are provided. However, fee types charged by Mai Capital Management, LLC may include asset-based, hourly, fixed, performance-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Mai Capital Management, LLC Brokerage Details
$15,773,426,777
331
23,704
$665,433
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Robert Caron Work History
Robert has been registered as a financial advisor for 6 years.*
Mai Capital Management, LLC
Tiaa
Tiaa-Cref Individual & Institutional Services, LLC
Fidelity Brokerage Services, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Robert Caron to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Mai Capital Management, LLC
Dublin, CA
Independence, OH
Reston, VA
Ponte Vedra Beach, FL
Independence, OH
Independence, OH
Rockville, MD
Cincinnati, OH
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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