Rodney
Stastny

Royal Alliance Associates, Inc

CRD#2991261
Investment Advisor
in Broadview Heights, OH

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About this Advisor

Rodney Stastny is a financial advisor who works in Broadview Heights, Ohio with a total of 5 years of relevant experience. Stastny is an advisor for Royal Alliance Associates, Inc. Throughout their career, Stastny has worked at Royal Alliance Associates, Inc, Signator Investors, Inc and John Hancock Mutual Life Insurance Co. Stastny holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to advise clients in Ohio. Royal Alliance Associates, Inc is a registered investment firm that has its headquarters in Jersey City, NJ. The firm has offices in 1,009 locations and a total of 3,704 financial advisors. It manages $30 billion in assets among its 149,233 customer accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm serves 191 charitable organizations. Of its 149,233 accounts, just 11% are held by high-net-worth investors who have at least $1 million in assets. Royal Alliance Associates, Inc provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees vary depending on which services the firm provides the client. However, fees charged by Royal Alliance Associates, Inc most likely consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

9150 South Hills Blvd Suite 200
Broadview Heights, OH 44147

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

OH Average: $10,121,009,343
Total Number of Employees

3,704

OH Average: 92
Total Number of Accounts

149,233

OH Average: 6,978
Average Account Size

$197,920

OH Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Rodney Stastny Work History

Rodney has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Royal Alliance Associates, Inc

1997 - 2018 (21 years)

Signator Investors, Inc

1997 - 2018 (21 years)

John Hancock Mutual Life Insurance Co

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Rodney Stastny to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Oliver Kim
Mineola, NY
Billy Dixon
Ridgeland, MS
Stephanie Johnson
Minneapolis, MN
David Whitfield
Mishawaka, IN
Todd Tevens
Buffalo, NY
Casey Kotter
South Jordan, UT
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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