Shauvi
Rogers

W&S Brokerage Services, Inc

CRD#4975072
Investment Advisor
in Independence, OH

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About this Advisor

Shauvi Rogers is a financial advisor based in Independence, Ohio, working with W&S Brokerage Services, Inc. Shauvi has previously held positions at Sen Entertainment, Bankers Life And Casuality, Rasier LLC, Northwestern Mutual Investment Services Ll, Pnt Education, Formerly Known As Studypoint / Studysmart, Jack Thistledown Racino, Keybank, Na, Western & Southern Life, W & S Brokerage Services, Inc, and Canvass America, LLC. Shauvi has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Ohio. Currently, Shauvi is part of W&S Brokerage Services, Inc, which operates out of Independence, Ohio. The firm has 51 offices and 95 employees. The firm manages assets totaling $175.8 million and offers services such as portfolio management for individuals and small businesses, as well as the selection of other advisers. The fee structure at W&S Brokerage Services, Inc includes asset-based fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

6100 Oak Tree Blvd Suite 390
Independence, OH 44131

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W&S Brokerage Services, Inc Brokerage Details

Total Assets Under Management

$175,814,665

OH Average: $2,106,341,625
Total Number of Employees

95

OH Average: 34
Total Number of Accounts

655

OH Average: 1,972
Average Account Size

$268,419

OH Average: $1,068,125

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Shauvi Rogers Work History

2024 - Present (1 year)

Western & Southern Life

2024 - Present (1 year)

W & S Brokerage Services, Inc

2024 - 2024 (< 1 year)

Canvass America, LLC

2019 - 2020 (1 year)

Pnt Education, Formerly Known As Studypoint / Studysmart

2019 - 2022 (3 years)

Jack Thistledown Racino

2019 - 2024 (5 years)

Keybank, Na

2018 - 2019 (1 year)

Northwestern Mutual Investment Services Ll

2015 - 2019 (4 years)

Rasier LLC

2014 - 2015 (1 year)

Bankers Life And Casuality

2006 - 2018 (12 years)

Sen Entertainment

Disclosures

Please visit the SEC profile of Shauvi Rogers to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at W&S Brokerage Services, Inc

Cameron Githens
Maumee, OH
Kyle Thomas
Indianapolis, IN
Robert Neff
Findlay, OH
Gareth Caluducan
Willoughby, OH
Robert Pallatroni
Ft Mitchell, KY
Mary Blair
Cincinnati, OH
Remington Taylor
Cincinnati, OH
David Goldman
Owings Mills, MD

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