Shivjinder
Dhillon

Adaptive Financial Consulting, LLC

CRD#5790417
Investment Advisor
in Beachwood, OH

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About this Advisor

Shivjinder Dhillon is a financial advisor operating in Beachwood, Ohio. Dhillon is on the advisory team at Adaptive Financial Consulting, LLC. During their career, Dhillon has held roles at Mayfield Financial Services Inc, Hdvest Investment Services, Thomas Lending, LLC, Mayfield Wealth Management, Cambridge Investment Research, Inc and Cambridge Investment Research Advisors. Dhillon maintains a Series 65 license, designating them as an investment advisor representative, and is registered to advise clients in Ohio and Texas. Adaptive Financial Consulting, LLC is a registered investment business based out of Beachwood, OH. It has offices in three locations and a total of eight employees. It has $337 million in assets under management between its 458 accounts, making it one of the mid-sized investment advisory firms in the nation by assets under management. Of its 458 customer accounts, 29% are held by high-net-worth individuals who have greater than $1 million in investable assets. Adaptive Financial Consulting, LLC provides a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services and educational seminars. Fees for financial advice largely vary depending on the type of services offered. Fee types billed by Adaptive Financial Consulting, LLC typically consist of asset-based fees.

Certifications and Registrations

Series 65

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Educational seminars/workshops

Fee Structure

Percentage of Assets

Office Location

3401 Enterprise Parkway Suite 340
Beachwood, OH 44122

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Adaptive Financial Consulting, LLC Brokerage Details

Total Assets Under Management

$336,898,466

OH Average: $2,106,341,625
Total Number of Employees

8

OH Average: 34
Total Number of Accounts

458

OH Average: 1,972
Average Account Size

$735,586

OH Average: $1,068,125

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops

Shivjinder Dhillon Work History

Shivjinder has been registered as a financial advisor for 0 years.*

2013 - Present (11 years)

Cambridge Investment Research, Inc

2013 - Present (11 years)

Cambridge Investment Research Advisors

2011 - Present (13 years)

Mayfield Wealth Management

2009 - Present (15 years)

Mayfield Financial Services Inc

2008 - Present (16 years)

Thomas Lending, LLC

2010 - 2013 (3 years)

Hdvest Investment Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Shivjinder Dhillon to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Adaptive Financial Consulting, LLC

Jeremy Thompson
Beachwood, OH
Tobias Yearms
Beachwood, OH
Jonathan Grundman
San Diego, CA
Shivjinder Dhillon
Beachwood, OH
Rachelle Kovacs
Beachwood, OH
Luke Parton
Mount Pleasant, SC
Michael Krueger
Beachwood, OH

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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