Steven
Ball

Royal Alliance Associates, Inc

CRD#2930822
Investment Advisor
in Dayton, OH

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About this Advisor

Steven Ball is a financial advisor working out of Dayton, Ohio with a total of 6 years of relevant experience. Ball works at Royal Alliance Associates, Inc. Throughout their career, Ball has worked at Wrp Investments, Inc, Sterne Agee Financial Services, Inc, Sterne Agee Investment Advisor Services, Inc and Royal Alliance Associates. Ball holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can serve investors in Ohio. Royal Alliance Associates, Inc is a firm operating out of Jersey City, NJ. The firm has offices in 1,009 locations and a total of 3,704 financial advisors. It oversees $30 billion in assets under management across its 149,233 customer accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm serves 191 charitable organizations. Of its 149,233 client accounts, just 11% are held by high-net-worth clients who have at least $1 million in investable assets. The advisory firm performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees are based on which services the firm provides the client. Fees billed by Royal Alliance Associates, Inc likely include any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

10793 Yankee St
Dayton, OH 45458

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

OH Average: $10,121,009,343
Total Number of Employees

3,704

OH Average: 92
Total Number of Accounts

149,233

OH Average: 6,978
Average Account Size

$197,920

OH Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Steven Ball Work History

Steven has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Royal Alliance Associates

2015 - 2017 (2 years)

Sterne Agee Investment Advisor Services, Inc

2014 - 2017 (3 years)

Sterne Agee Financial Services, Inc

2008 - 2017 (9 years)

Wrp Investments, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Steven Ball to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Austen Harvey
Jersey City, NJ
Noah Buehner
Fort Wayne, IN
Amanda Johnson
Spokane, WA
David Whitfield
Mishawaka, IN
Grant Hartwell
Torrance, CA
Nicholas Adams
Southfield, MI
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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