Steven
Spaeth
Rfg Advisory, LLC
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About this Advisor
Steven Spaeth is a certified financial planner based out of Loveland, Ohio with 2 years of industry experience. Spaeth works at Rfg Advisory, LLC. The advisor has gained experience at Bank Of America, Na, Merrill Lynch, Pierce, Fenner & Smith Inc, Private Client Services, Rfg Advisory, LLC, Morgan Stanley and Morgan Stanley Private Bank, National Association. Spaeth has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to advise clients in Ohio and Texas. Rfg Advisory, LLC is a registered investment business based out of Birmingham, AL. It has offices in 46 locations and a total of 195 people on staff. It administers $3 billion in total assets between its 16,034 client accounts, making it one of the largest firms in the nation by assets under management. The firm provides services to eight charitable organizations. Of its 16,034 customer accounts, just 10% belong to high-net-worth clients who have at least $1 million in assets available to invest. Rfg Advisory, LLC has a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees for financial advice largely depend on the services offered. Fees charged by Rfg Advisory, LLC likely are comprised of any blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Rfg Advisory, LLC Brokerage Details
$2,996,872,822
195
16,034
$186,907
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Steven Spaeth Work History
Steven has been registered as a financial advisor for 2 years.*
Private Client Services
Rfg Advisory, LLC
Morgan Stanley
Morgan Stanley Private Bank, National Association
Bank Of America,Na
Merrill Lynch, Pierce, Fenner & Smith Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Steven Spaeth to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Rfg Advisory, LLC
Birmingham, AL
Birmingham, AL
Birmingham, AL
Westlake, OH
Brentwood, TN
Birmingham, AL
Birmingham, AL
Uniontown, OH
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
