James
Baird

Northwestern Mutual Investment Services, LLC

CRD#2701356
Investment Advisor
in Oklahoma City, OK

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About this Advisor

James Baird is a financial advisor working out of Oklahoma City, Oklahoma with a total of 2 years of industry experience. Baird works at Northwestern Mutual Investment Services, LLC. The advisor has gained experience at Td Ameritrade, Northwestern Mutual Investment Services LLC, Northwestern Mutual Wealth Management Company, David Houston, Midfirst Investment Services and Arvest Wealth Management. Baird maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in Oklahoma. Northwestern Mutual Investment Services, LLC is a financial advisory company based in Milwaukee, WI. Northwestern Mutual Investment Services, Llc offers other services. Fees for financial advice typically vary depending on which services are offered. Fees billed by Northwestern Mutual Investment Services, LLC most likely include some blend of fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Other

Fee Structure

Fixed Fees, Others

Office Location

6301 Waterford Blvd Ste 410
Oklahoma City, OK 73118

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Northwestern Mutual Investment Services, LLC Brokerage Details

Total Number of Employees

2,125

OK Average: 43

Investment Advisory Services

  • Other

James Baird Work History

James has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Northwestern Mutual Investment Services LLC

2021 - Present (3 years)

Northwestern Mutual Wealth Management Company

2021 - Present (3 years)

David Houston

2020 - 2020 (< 1 year)

Td Ameritrade

2016 - 2019 (3 years)

Arvest Wealth Management

2012 - 2016 (4 years)

Midfirst Investment Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Baird to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Northwestern Mutual Investment Services,LLC

Jenny Charles
Jackson, WY
John Rhett
Atlanta, GA
Sandeep Gupta
Manhattan Beach, CA
Justin Mccall
Nashville, TN
Christopher Brennan
Boston, MA
Thomas Powers
Vernon Hills, IL
Ryan Dix
Mishawaka, IN
Christopher Preston
Vernon Hills, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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