James
Pence
Hilltop Securities Inc
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About this Advisor
James Pence is a financial advisor based in Norman, Oklahoma, working with Hilltop Securities Inc. James has previously held a position at Hilltop Securities Inc. James has passed the Series 66 regulatory exam and is registered to provide services in Florida, New Jersey, New Mexico, New York, Oklahoma, South Carolina, and Texas. Currently, James is part of Hilltop Securities Inc, which operates out of Norman, Oklahoma. The firm has 17 offices and 113 employees. The firm manages assets totaling $1.9 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters, and educational seminars. The fee structure at Hilltop Securities Inc includes asset-based, hourly, fixed, and other fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Hilltop Securities Inc Brokerage Details
$1,866,292,572
113
4,546
$410,535
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
James Pence Work History
Hilltop Securities Inc
Disclosures
Please visit the SEC profile of James Pence to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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