Joan
Lawson

Hilltop Securities Inc

CRD#1867097
Investment Advisor
in Norman, OK

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About this Advisor

Joan Lawson is a financial advisor based in Norman, Oklahoma, working with Hilltop Securities Inc. Joan has previously held a position at Hilltop Securities Inc. Joan has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Arkansas, California, Colorado, Delaware, Kansas, Michigan, New York, Oklahoma, Oregon, and Texas. Currently, Joan is part of Hilltop Securities Inc, which operates out of Norman, Oklahoma. The firm has 17 offices and 113 employees. The firm manages assets totaling $1.9 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters, and educational seminars. The fee structure at Hilltop Securities Inc includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

704 Wall Street
Norman, OK 73069

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Hilltop Securities Inc Brokerage Details

Total Assets Under Management

$1,866,292,572

OK Average: $3,042,739,679
Total Number of Employees

113

OK Average: 49
Total Number of Accounts

4,546

OK Average: 2,315
Average Account Size

$410,535

OK Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Joan Lawson Work History

2009 - Present (15 years)

Hilltop Securities Inc

Disclosures

Please visit the SEC profile of Joan Lawson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hilltop Securities Inc

Matthew Gomez
Austin, TX
Grant Finney
Dallas, TX
Harold Wright
Dallas, TX
Alexis Correa
Austin, TX
Hunter Coleman
Austin, TX
Hunter Sims
Austin, TX
James Towne
Solana Beach, CA
Brannon Johnson
Dallas, TX

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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