Patricia
Shaw
Lpl Financial LLC
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About this Advisor
Patricia Shaw is a financial advisor who works out of Oklahoma City, Oklahoma with a total of 2 years of relevant experience. Shaw is an advisor for Lpl Financial LLC. Throughout their career, Shaw has worked at Webster Bank, Midfirst Bank, 2Pm Studios, Monat Global, Waddell & Reed, Inc, Various Insurance Carriers For W&R Insurance Agencies, Gailynn Phelps, Patricia Shaw, M Global, Alisonn Best, Patricia Shaw Notary Public, Providence Financial Group LLC and Lpl Financial LLC. Shaw holds Series 65 and Series 63 licenses, which qualify them as both a securities agent and an investment advisor representative, and can advise clients in Oklahoma and Texas. Lpl Financial LLC is an advisory company that has its headquarters in Fort Mill, SC. It has offices in 9,898 locations and a total of 31,366 employees. It administers $368 billion in assets across its 1,688,501 customer accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm advises 3,425 charities and foundations. Of its 1,688,501 client accounts, 31% are associated with high-net-worth individuals who have at least $1 million in investable assets. The firm has a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fee schedules usually are based on the type of financial services offered. Fee types charged by Lpl Financial LLC likely are comprised of any combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Patricia Shaw Work History
Patricia has been registered as a financial advisor for 2 years.*
Lpl Financial LLC
Alisonn Best
Patricia Shaw Notary Public
Providence Financial Group LLC
Gailynn Phelps
Patricia Shaw
Various Insurance Carriers For W&R Insurance Agencies
Monat Global
Waddell & Reed, Inc
Midfirst Bank
2Pm Studios
M Global
Webster Bank
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Patricia Shaw to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Hudsonville, MI
Hinsdale, IL
Waukesha, WI
Chico, CA
Walnut Creek, CA
Fort Mill, SC
Bedford, MA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
