Paul
Smith

Mariner Independent

CRD#5881949
Investment Advisor
in Tulsa, OK

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About this Advisor

Paul Smith is a financial advisor based in Tulsa, Oklahoma, working with Mariner Independent. Paul has previously held positions at Paul M. Smith, Ing Financial Partners, Inc, Voya Financial Advisors, Lpl Financial, LLC, and Mariner Independent Advisor Network, LLC. Paul has passed the Series 66 regulatory exam and is registered to provide services in Oklahoma and Texas. Currently, Paul is part of Mariner Independent, which operates out of Tulsa, Oklahoma. The firm has 94 offices and 184 employees. The firm manages assets totaling $8.1 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, and selection of other advisers. The fee structure at Mariner Independent includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

2431 E. 61St Street Suite 305
Tulsa, OK 74136

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Mariner Independent Brokerage Details

Total Assets Under Management

$8,146,610,014

OK Average: $2,243,162,756
Total Number of Employees

184

OK Average: 44
Total Number of Accounts

27,977

OK Average: 4,091
Average Account Size

$291,190

OK Average: $548,316

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Paul Smith Work History

2021 - Present (3 years)

Lpl Financial, LLC

2021 - Present (3 years)

Mariner Independent Advisor Network, LLC

2014 - 2021 (7 years)

Voya Financial Advisors

2012 - 2014 (2 years)

Ing Financial Partners, Inc

2008 - 2021 (13 years)

Paul M. Smith

Disclosures

Please visit the SEC profile of Paul Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mariner Independent

Jason Johnson
Santa Rosa, CA
Jacob Whitaker
Sacramento, CA
Eric Green
Spokane, WA
Eric Sporing
Blue Springs, MO
Mason Monroe
Reno, NV
Hector Garza
San Jose, CA
Blake Curtin
Palos Verdes Peninsula, CA
Frank Aceves
Walnut Creek, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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