Catherine
Henry

Ubs Financial Services Inc

CRD#5989959
Investment Advisor
in Portland, OR
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About this Advisor

Catherine Henry is a certified financial planner who works in Portland, Oregon, who has been in the industry for 13 years. Henry works at Ubs Financial Services Inc. Their career trajectory has included roles at Golling Car Dealership, Ubs Financial Services Inc, Diplomat Specialty Pharmacy, Kettering University, Oxford High School and Ubs Financial Services. Henry maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can work in Michigan. Ubs Financial Services Inc is an advisory business operating in Portland, Oregon. The investment advisory business has offices in 369 locations and a total of 13,402 people on staff. It controls $496 billion in assets between its 922,927 accounts, making it one of the biggest firms in the country by assets under management. The firm serves 4,543 charities and foundations. Of its 922,927 client accounts, 52% are held by high-net-worth individuals who have at least $1 million in assets. The company has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. A financial advisor's fees usually depend on the services. However, fees charged by Ubs Financial Services Inc most likely consist of some blend of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

805 Southwest Broadway
Portland, OR 97205

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

OR Average: $10,121,009,343
Total Number of Employees

13,335

OR Average: 92
Total Number of Accounts

957,738

OR Average: 6,978
Average Account Size

$517,923

OR Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Catherine Henry Work History

Catherine has 13 years of experience.

2017 - Present (2 years)

Ubs Financial Services

2011 - 2016 (5 years)

Ubs Financial Services Inc

2010 - 2011 (1 year)

Diplomat Specialty Pharmacy

2009 - 2010 (1 year)

Kettering University

2008 - 2009 (1 year)

Golling Car Dealership

2005 - 2009 (4 years)

Oxford High School

Disclosures

Catherine Henry has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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